Are insurance intermediaries prepared to go under the FCA spotlight?

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It will not have escaped the attention of insurance brokers that despite Christopher Woolard (interim CEO at the FCA) writing to all CASS firms reminding them of their obligations, he chose to write a specific letter to general insurance intermediaries concerning adequate client money arrangements.

However, to help avoid any of these unpleasant outcomes, it is possibly worth reminding ourselves of how all of this can be avoided.

This blog highlights five ways insurance brokers can minimise regulatory attention.