Regulation
301 whitepapers and resources
Regulation
Case study: AutoRek for IFRS 17 reconciliations
This case study outlines the requirements of IFRS 17, how the AutoRek solution can help overcome these challenges and the benefits that our client, a major international underwriter, receives after implementing our solution.
Regulatory exposures facing the road haulage industry
In this video, Paul Loughlin, senior associate solicitor at Stephensons Solicitors LLP, talks about some of the sector specific regulatory developments and the challenges that have emerged for hauliers, as a result of Covid-19.
The changing face of anti-money laundering and compliance
The 5th Money Laundering Directive came into being in January 2020 and is now known as The Money Laundering and Terrorist Financing (Amendment) Regulations 2019. This content highlights the key requirements impacting law firms and how the legal sector can fulfil its obligations related to 5MLD.
Operational resilience in insurance: The UK’s changing regulatory landscape
With a regulatory shakeup on the agenda for insurance firms, this content focuses on the regulatory objectives of the FCA and the PRA, before highlighting the steps insurers can take to effectively structure a resilience programme to align with the regulatory requirements.
Business interruption insurance test case: Draft guidance for firms
This guidance sets out our expectations for insurers and insurance intermediaries when handling claims and complaints for business interruption policies during the test case brought by the FCA.
Note on the Coronavirus Act 2020
Recently, we have witnessed unprecedented and sweeping changes to society as a whole. Designed for landlords, this content focuses on the implications of the Coronavirus Act 2020, the requirements of the new law and the impact of the ‘pre-action protocol’ for social housing.
The insurance supply chain: Managing third parties from risk to resilience
With Covid-19 amplifying the importance of supply chain resilience within the insurance value chain, this content highlights why insurance firms, including insurers and brokers need to exercise more control over third parties to enhance overall resilience.
Government guidance for landlords and tenants
The government recently produced a guidance document aimed at both landlords and tenants in the private and social rental sector, which focuses on the implications of the Coronavirus Act 2020. Featuring a link to the full guidance document, this article briefly outlines the scope of the guidance.
KYC and AML: Your essential guide to intelligent automation in finance compliance
From the first touch point to the later ‘back book’ checks, financial institutions have to work hard to get regulations to work together with customer experience. This guide focuses on how organisations can use intelligent automation to strike a balance between compliance and customer experience.
The future for captives: A strategic global business service model
It's getting harder to remain a captive. Income is down, CAT losses are up, and customers are demanding new forms of interaction which necessitate investments in digital technologies. This content looks at how captives can leverage specific digital technologies to address global challenges.